SHIVA K.C

Contacts: (M) 9818871418

E-mail: [email protected]

CAREER OBJECTIVE

To pursue a challenging and growth oriented career in an organization that offers opportunities to learn and grow by delivering the results.
 

WORK EXPERIENCE

14th May to Till now

Transcash International Pty Ltd:

Chief Finance Officer

➢    Identifying revenue loss of the company and building/changing the accounting output by system.

➢    Identifying the financial loopholes of system and Building the financials in system.

➢    Identifying the lapses in business process of the company and correcting the same.

➢    Identifying loopholes in treasury process of the company and correcting the same.

➢    Building the financial controls and guiding the team for implementation.

Continental Trading Enterprise Private Limited.

Gairidhara, Kathmandu, Nepal

Manager, Internal Audit and Strategic Planning Department

➢     SOP Preparation of Different processes like

I.    Foreign Travelling Process.

II.   Sales & Marketing Process.

III. Procurement Process.

IV. Logistics and Material Handling Process.

V.  Own Your Vehicle Scheme Process.

➢     Risk Based Internal Audit of Sales & Marketing, Procurement department of OTIS Division; one of the business division of the company.

NBSM & Associates

Naxal, Kathmandu                                                                      2nd April,17 to 13th May,18

Assistant manager-Risk Based Internal Audit Department

Assignment
Name of Client
Responsibility
Works Handled
 

Risk Based Internal Audit
HH Bajaj Pvt. Ltd(Golcha Group)
Team Leader
Process Audit of:

•       Sales & Marketing Process.

•       Procurement to Pay Process.

•       Warranty Management Process.

•       Statutory Compliance Process.

•       Good Governance Area.

•       Information Technology Area

Quest Pharmaceuticals Pvt.Ltd
 

Team Leader
Process Audit for Inventory Management
Preparation of Risk Control Matrix for Inventory Management
Internal Audit of Marketing/Production/R&D/Accounts & Finance Department
Risk Based Internal Audit
Jasmine Paints Pvt Ltd
Team Leader
Process Walk through for activities performed by different department, Mapping them with their SOP and Identification of the Risks for all the issues observed.
Jagdamba Plastics Pvt.Ltd
Team Leader
Process Walk through for activities performed by different department, Mapping them with their SOP and Identification of the Risks for all the issues observed.
Nabil Investment Banking Ltd
Team Leader
Process Audit for Portfolio Management/Issue Management services provided, identification of the issues and their risks.
Internal Audit
Green Development Bank
Team Leader
Mapping the SOP with the actual process followed by the Bank for operational/financial/compliance department, identification of the issues along with the risk attached to them.
Sahara Development Bank
Team Leader
Mapping the SOP with the actual process followed by the Bank for operational/financial/compliance department, identification of the issues along with the risk attached to them.
External Audit
Green Development Bank
Team Leader
Finalization of Financial Statements.

NRB Compliances
 

JRA & ASSOCIATES

New Delhi                                                                                     1st June, 15 to 31st Dec, 16

Sr. Associate-Audit & Assurance

Assignment
Name of Client
Responsibility
Works Handled
Internal Audit
Hero MotoCorp Ltd
Team Leader
Appointment & Selection of Outside Vendors for Job Works

Dispatch & Receipt of materials for Job Work& Receipt of materials for Job Works

Payment of Outside Vendors

Evaluation & Rate Negotiation of Outside Vendors
Internal Audit
AMP MotorsPvt. Ltd.
Team Leader
Statutory Compliance.

HR Audit-Payroll

Finance & Accounts

After Sales Service
Internal Audit
HERO Fin. Corp Ltd.
Team Member
RBI Compliance

Treasury & Banking

HR Audit-Payroll, Training & Induction
Internal Audit
Sterling Tools Limited
Team Leader
Fixed Assets Audit.

Corporate Identity Audit.
Internal Audit
Intec Capital Limited
Team Member
Collections

Legal Compliance

Statutory Compliance
Internal Audit
Kobelco Construction Equipment  India Limited
Team Leader
Product Support Audit

Statutory Compliance

Inventory Analysis
Internal Audit
Hero MotoCorp Ltd
Supervisor
Dealership Audits

All statutory compliances, Compliance with Hero Motocorp Norms, Training of Dealer’s Employees etc
Internal Audit
HMCMM Ltd
Team Leader
Purchase Payment Process

Finance & Accounts
 

R. Vender Gupta & Associates                                                                  Sep-11 to Sep-14

New Delhi

Articled Assistant

Assignment
Name of Client
Responsibility
Works Handled
Central Statutory Audit
Syndicate Bank
Team Member
Fixed Asset Management Process.

Compilation of the rectification of entries suggested by Branch Auditor.

Regional Office Internal As well as External Compliances
Statutory Branch Audit
Punjab National Bank( 3 Branches)
Team Member
Review of Loan Files.

Preparation of Long Form Audit Report(LFAR).

Ledger Scrutiny as well as Vouching
Concurrent Audit
Indian Bank.

Vijaya Bank

Corporation Bank

Dena Bank

Central Bank
Team Leader
Compliance with the RBI norms and other statutory laws.

Revenue leakage audit.

Operational Efficiency.

Treasury & Forex Transactional review.

Preparing the reports and discussing the same with management.

Pre Sanction Audit
Indian Bank
Team Leader
Analysis of the Financials & Projection of clients.

Verifying the collateral of the load to ensure the correctness and accuracy of its value.

Completeness of the documentation as per the policy.

Issuing the reports.
 

PROFESSIONAL QUALIFICATION

Examination
Level
Term
Percentage Obtained
The Institute of Chartered Accountants of India
Final Both Groups
Nov 2014
51.25%
IPCC Both Groups
May 2011
61%
 

ACADEMICS

Examination
Year
Institution & Board/ University
Percentage Obtained
Higher Secondary
2009
Global College of Management
79.8%
Matriculation
2007
Jay Bageshwori English Medium School
77.78%
 

Computer Proficiency

✓     Knowledge of Windows MS Word, MS Excel and Power Point

✓     Working knowledge of Banking Softwares like Pumori, Finacle and BANCS

PERSONAL INFORMATION

✓     Date of Birth: 15 August, 1991

✓     Mobility: Ready to be located anywhere in Nepal

✓     Hobbies: Playing Cricket and Football, Listening Music, Writing